Narrow-scoped Capital Market Legislation

Another module for the license is finished! This course will get you ready to win, not just pass the test, thanks to its distinctive content.

Capital Market Licensing
Turkish
TRY 261.86

5 hour 45 minute total time
Lifetime access
Watch on all platforms

Acquirements

  • SPK legislation
  • Capital market professional rules
  • Ethical principles and behaviors of employees
  • Preparing for the exam with expert explanations

Description

The Capital Markets Authority license application has been launched as one of the measures done to bring the financial markets in Turkey up to an international standard. One must possess a particular degree of professional competence in the relevant licensing categories to work in the capital market. The level 1 licensure exam's topic appears to be limited-scope capital market law and professional regulations in this context.

This course has been designed as a tool that may be compared to the secret to passing the level 1 license test for Capital Markets Institutions. The position and role of capital markets in the economy will be discussed, and a clear explanation of the capital market law will be provided. After transmitting the rules and ideas about the capital market, a thorough examination of the professional standards of the Capital Markets Association's members and the moral standards of those working in the capital market will follow. The law will be thoroughly understood thanks to the effective knowledge pool that has been built.

Tutors

Ayşe Bengü Çolakoğlu
Ayşe Bengü Çolakoğlu
Freelance Business Consultant

Course Content

21 chapters25 videos5 hour 45 minute total time
Introduction
  • Introduction06:10
General Provisions and Definitions
  • General Provisions and Definitions14:59
  • Information Included in the Prospectus14:48
  • Issuance of Capital Market Instruments11:41
Publicly Traded Companies
  • Publicly Traded Companies15:40
Capital Market Activities
  • Capital Market Activities18:48
Exchanges and Market Operators
  • Exchanges and Market Operators10:48
Investor Compensation and Investor Compensation Center
  • Investor Compensation and Investor Compensation Center14:52
Central Clearing Institutions
  • Central Counterparty and Central Registration Agency14:34
Investment Funds and Portfolio Management Companies
  • Investment Funds and Portfolio Management Companies05:37
Venture Capital Investment Trusts
  • Venture Capital Investment Trusts14:52
Data Storage Institutions
  • Data Storage Institutions04:23
Supervision and Measures in Capital Markets
  • Supervision and Measures in Capital Markets07:55
Measures in Capital Markets
  • Measures in Capital Markets19:09
Capital Market Offenses
  • Capital Market Offenses24:44
Acts Requiring Administrative Fines
  • Acts Requiring Administrative Fines09:41
Other Regulations Related to Capital Markets
  • Other Regulations Related to Capital Markets07:33
Principles for Public Disclosure
  • Principles for Public Disclosure14:57
Investment Trusts
  • Investment Trusts11:21
  • Securities Investment Trusts15:22
Investment Funds
  • Investment Funds21:49
Ethical Principles
  • Ethical Principles19:58
Material Events Communiqué (II-15.1)
  • Material Events Communiqué (II-15.1)17:38
Corporate Governance Communiqué (II-17.1)
  • Corporate Governance Communiqué (II-17.1) 121:27
  • Corporate Governance Communiqué (II-17.1) 206:25

Related Courses

TRY 261.86

5 hour 45 minute total time
Lifetime access
Watch on all platforms